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North American Securities Administrators Association
Results: 518

#	Item
431	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-05-07 10:26:53 Stock market United States securities law Financial regulation United States Securities and Exchange Commission Securities Act Regulation D North American Securities Administrators Association U.S. Securities and Exchange Commission Securities offering Financial economics Investment Finance
432	IN THE COURT OF APPEALS OF MARYLAND ____________________ September Term, 2012 ____________________ No. 51 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:22:24 Financial system Securities and Exchange Commission v. W. J. Howey Co. Security Financial Industry Regulatory Authority North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Uniform Securities Act Securities Act United States securities law Financial regulation Financial economics
433	Letter to Gov. Schwarzenegger in support of IARD Adoption Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:14 North American Securities Administrators Association Investment Financial adviser Finance Business Professional certification in finance Uniform Combined State Law Exam Office of the Kansas Securities Commissioner United States securities law Financial regulation Financial economics
434	Communications & Investor Education Manager The North American Securities Administrators Association (NASAA), the oldest international organization devoted to investor protection, seeks an enthusiastic professional to jo Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-05-21 09:52:50 Investor education United States securities law Financial regulation North American Securities Administrators Association
435	NASAA Legislative Agenda for the 113th Congress Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:28:54 United States securities law Stock market Corruption Financial regulation Investment U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund North American Securities Administrators Association Financial economics Economics Finance
436	DRAFT LETTER TO PRESIDENT OBAMA Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:10 Financial system Finance North American Securities Administrators Association Securities regulation in the United States Securities Commission Office of the Comptroller of the Currency Capital market Security Canadian securities regulation United States securities law Financial regulation Financial economics
437	INTERWOVEN_LEGAL_49397_1.DOCX Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:12:41 North American Securities Administrators Association Financial economics Securities Act Securities Exchange Act Securities regulation in the United States Uniform Securities Act Participants in the Madoff investment scandal United States securities law Financial regulation Financial system
438	Microsoft Word[removed]07_SR FINRA[removed]Comment Letter Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:40 Investment Financial Industry Regulatory Authority Financial regulation Arbitration Arbitral tribunal U.S. Securities and Exchange Commission Hedge fund North American Securities Administrators Association Arbitration in the United States United States securities law Financial economics Finance
439	Microsoft Word - Herstein Letter on HR 2930 and 2940 sept[removed]doc Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:03 North American Securities Administrators Association Business Financial economics Financial system Crowd funding Securities offering Regulation D Securities regulation in the United States Commodity Futures Modernization Act United States securities law Financial regulation United States Securities and Exchange Commission
440	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:36 Business 76th United States Congress Investment Finance Investment Advisers Act U.S. Securities and Exchange Commission Registered Investment Advisor Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics Financial regulation

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